• Always deal with SEBI registered intermediaries — verify registration before investing.
• Insist on receiving all documents related to your transactions — contract notes, account statements, etc.
• Keep your contact details (mobile number, email ID) updated with your broker and depository participant.
• Check your account statement and transaction details regularly through the exchange / depository portals.
• Verify KYC details on SEBI KRA systems before investing.
• Pay attention to Risk Disclosure Documents and understand the risks before investing in derivatives.
• Report any suspicious activity or unsolicited investment advice to SEBI immediately.

• Do not deal with unregistered / unlicensed entities for securities transactions.
• Do not make payment in cash to your broker for securities transactions.
• Do not sign blank delivery instruction slips (DIS) or blank documents.
• Do not share your login credentials, OTP, or passwords with anyone.
• Do not act on unsolicited investment tips received via SMS, email or social media.
• Do not ignore communications from your broker, depository or regulator.
• Do not invest in schemes promising unrealistic returns.

KYC is a one-time exercise while dealing in securities markets. Once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

Prevent unauthorised transactions in your account — update your mobile numbers / email IDs with your stock brokers and depository participant. Receive transaction alerts directly from the Exchange on your mobile / email at the end of the day.

No need to issue cheques while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment.