Regulatory Compliance
Mandatory Display
Regulatory disclosures and mandatory information as required by SEBI, NSE, BSE, MCX and CDSL for stock broking and depository participant operations.
Exchange Memberships & Registrations
| Exchange / Regulator | Registration / Member Code | Segments |
|---|
| NSE — National Stock Exchange of India Ltd. | 13016 | Capital Market, F&O, Commodity Derivatives & SLBM |
| BSE — Bombay Stock Exchange Ltd. | 6574 | Capital Market, F&O, Currency Derivatives & SLBM |
| MCX — Multi Commodity Exchange of India Ltd. | 40225 | Commodity Derivatives |
| NSEIX — NSE IFSC Ltd. | 10105 | Derivatives |
| CDSL — Central Depository Services Ltd. | 12095800 | Depository Participant (DP) |
| SEBI — Reg. No. (Stock Broker) | INZ000001230 | All Segments |
| IFSCA — Reg. No. | CMI2026BDK1116 | Derivatives |
| SEBI — Reg. No. (Depository Participant) | IN-DP-687-2022 | Depository Services |
| CIN | U66120RJ2004PTC018927 | — |
| GSTIN (Rajasthan) | 08AACCG0794J1ZE | — |
| GSTIN (Gujarat — GIFT City SEZ) | 24AACCG0794J1ZK | — |
KYC & Account Related Disclosures
- KYC is a one-time exercise while dealing in securities markets. Once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
- For Stock Broking Transactions: Prevent unauthorised transactions in your account — update your mobile numbers / email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile / email at the end of the day. Issued in the interest of Investors.
- For Depository Transactions: Prevent Unauthorised Transactions in your Demat account — update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your Demat account directly from CDSL on the same day. Issued in the interest of investors.
- No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.
- Investors should be cautious on unsolicited emails and SMS advising to buy, sell or hold securities and trade only on the basis of informed decision. Investors are advised to invest after conducting appropriate analysis of respective companies and not to blindly follow unfounded rumours, tips etc.
Investor Grievance Contact