Policies & Disclosures
Governance Framework of Gyandeep Stocks Private Limited

All statutory and internal policies maintained by GSPL in compliance with SEBI, exchange and depository requirements. Click any policy to open the PDF.

18 policies are published below across Onboarding, Compliance, Risk, Trading, Accounts, Technology and People. These documents are made available to clients and stakeholders in accordance with SEBI and exchange disclosure norms. For any clarification, write to mail@gyandeepstocks.com.

Access Control Policy

User access rights, authorisation levels and periodic review.

Data backup schedules, retention and restoration testing.

Business Continuity Planning & Disaster Recovery Policy

BCP and DR arrangements ensuring continuity of critical operations.

Client Acceptance Policy

Criteria and due-diligence process for accepting new clients.

Client Code Modification Policy

Permitted grounds and process for modifying client codes post-trade.

Cyber Security Policy

Cyber security governance, controls and incident response.

Employee Training Policy

Ongoing training, certification and awareness programmes for staff.

Facility of Voluntary Freezing Policy

Client-initiated freezing and unfreezing of trading accounts.

Good Till Date Policy

Handling of Good-Till-Date and Good-Till-Cancelled orders.

Inactive Account Policy

Classification, treatment and reactivation of dormant client accounts.

Outsourcing Policy

Governance of outsourced activities and third-party service providers.

Password Policy

Password complexity, rotation and storage standards.

Prevention of Money Laundering Act framework and reporting obligations.

Policy on Limit Setting Policy

Basis for setting and revising client exposure and trading limits.

Pre-funded Instrument Policy

Acceptance and treatment of pre-funded instruments and electronic transfers.

PS-Code of Conduct Policy

Standards of professional conduct for directors, employees and authorised persons.

PS-Internal Control Policy

Internal control framework governing operations and supervision.

Risk Management System Policy

Firm-wide risk identification, measurement, monitoring and control.